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Geology topics

Theodore E. Grantham

Publications and source records attributed to Theodore E. Grantham.

10 recordsLinked to original sources

A decision-support framework for dam removal planning and its application in northern California

Dam removals are occurring more frequently with the rising cost of maintaining aging infrastructure, public safety concerns, and growing interest in river restoration. So far, most dam-removals have been unsystematic in their approach. Given the several thousand dam removals expected over the coming decades, a systematic approach to plan future dam removals holds potential for aligning and delivering multiple benefits. Despite multi-sector factors driving decision-making, most existing prioritization frameworks tend to operate within single or related disciplines. Here we present a hierarchical, multi-disciplinary decision-support framework to prioritize dam removals based on opportunistic factors (Tier 1), hydro-ecological variables (Tier 2), and socio-cultural considerations (Tier 3). This framework integrates multiple decision criteria under data availability constraints, incorporates value-driven weights, and can be applied to a portfolio of dams at various spatial scales. The final output facilitates the identification of dam removal projects that align opportunistic, environmental, and social benefits. We recommend the application of this framework as a critical first step to identifying high-priority candidates for removal, recognizing that removal decisions will ultimately require detailed feasibility studies and stakeholder engagement. To illustrate its utility, we apply this framework to California's North Coast region and identify a small number of “good” candidates to be considered for removal. We conclude with recommendations for filling critical knowledge gaps and advancing systematic dam removal planning in the United States and beyond.

California

Modeling functional flows in California rivers

Environmental flows are critical to the recovery and conservation of freshwater ecosystems worldwide. However, estimating desired ranges of environmental flows across large, diverse landscapes is challenging. To advance protections of environmental flows for streams in California, USA, we developed a statewide modeling approach focused on functional components of the natural flow regime. Functional flow components in California streams—fall pulse flows, wet season peak flows and base flows, the spring flow recession, and dry season baseflows—support essential physical and ecological processes in riverine ecosystems. These functional flow components can be represented by functional flow metrics (FFMs) and quantified by their magnitude, timing, frequency, duration, and rate-of-change from daily streamflow records. After quantifying FFMs at reference-quality streamflow gages in California, we used machine-learning methods to estimate their natural range of values for all stream reaches in the state based on physical watershed characteristics and climatic factors. We found that the models performed well in predicting FFMs in streams across a diversity of landscape and climate contexts, according to several model performance criteria. Using the predicted FFM values, we established initial estimates of ecological flows that are expected to support critical functions and are broadly protective of ecosystem health. Modeling functional flows statewide offers a pathway for increasing the pace and scale of environmental flow protections in California and beyond.

California

Severity and extent of alterations to natural streamflow regimes based on hydrologic metrics in the conterminous United States, 1980–2014

Alteration of the natural streamflow regime by land and water management, such as land-cover change and dams, is associated with aquatic ecosystem degradation. The severity and geographic extent of streamflow alteration at regional and national scales, however, remain largely unquantified. The primary goal of this study is to characterize the severity and extent of alterations to natural streamflow regimes for 1980–2014 based on hydrologic metrics at 3,355 U.S. Geological Survey streamgages in the conterminous United States. Twelve hydrologic metrics with known relevance to aquatic ecosystem health were used to characterize the streamflow regime. Alterations to the 12 hydrologic metrics were quantified by taking ratios of the metrics calculated from observed daily streamflow records divided by the same metrics predicted for natural conditions by random forest statistical models. Some level of streamflow alteration (diminishment or inflation of hydrologic metrics) compared to natural conditions was indicated at about 80 percent of the assessed streamgages across the conterminous United States. The severity of alteration differed among ecoregions because of differences in dominant land and water management practices. Finally, when compared over the period 1980–2014, climate variability generally played a minor role in the alteration of streamflows across the United States when compared to the effects of land and water management.

Conterminous United States

Flow modification in the Nation’s streams and rivers

This report summarizes a national assessment of flowing waters conducted by the U.S. Geological Survey’s (USGS) National Water-Quality Assessment (NAWQA) Project and addresses several pressing questions about the modification of natural flows in streams and rivers. The assessment is based on the integration, modeling, and synthesis of monitoring data collected by the USGS and the U.S. Environmental Protection Agency at more than 7,000 streams and rivers across the conterminous United States from 1980 to 2014. Key findings include the following. First, flow in many of the Nation’s streams and rivers is different from what it would be under natural conditions. In particular, low flows are more frequent, are of shorter duration, and vary less from one year to the next than they would naturally. In addition, high flows have been reduced in magnitude, are of shorter duration, are less frequent, and vary less from one year to the next than they would naturally. Other characteristics of natural flows also have been modified. Second, over the last 60 years (1955–2014), climatic trends have caused a change of 50 percent or more in one or more streamflow attributes at two-thirds of climate-sensitive streamgaging sites. However, these climate-induced changes have been less influential on streamflow modification than have land and water-management practices. Third, in every region assessed, streamflow modification was associated with reduced ecological health, as indicated by two biological communities—invertebrates and fish. Biological communities were increasingly likely to be impaired (defined as having lost a statistically significant number of species) in streams with flows most different from natural conditions. Finally, several case studies are presented that illustrate viable management strategies for balancing the water needs of people and ecosystems.

Circular

Regional-scale associations between indicators of biological integrity and indicators of streamflow modification

Although streamflow is widely recognized as a controlling factor in stream health, empirical relations between indicators of anthropogenic modification of streamflow and ecological indicators have been elusive. The objective of this report is to build upon specific findings reported in recent publications by providing a library of empirical models that describe the relations between streamflow modification and indicators of biological integrity. Biological monitoring data from 812 streams and rivers across the United States were matched with sites where daily streamflow was also monitored by the U.S. Geological Survey. Of these sites, 118 were sampled by the U.S. Geological Survey along gradients of streamflow modification within 3 regional focus studies. The integrity of invertebrate and fish communities was expressed as a binary variable, “impaired” or “unimpaired,” signifying whether or not the composition and structure of the biological community was statistically reduced relative to regional reference sites. Streamflow modification at each gaged site was quantified with 509 streamflow statistics scaled to express the ratio of observed streamflow conditions to site-specific expected conditions in the absence of human influences on watershed hydrology. For each region, generalized additive modeling was used to examine relations between each indicator of streamflow modification and indicators of biological integrity (response variable). In every region examined, statistically defensible and ecologically realistic relations were found between indicators of streamflow modification and indicators of biological integrity. These findings can aid practitioners and managers seeking to (1) propose empirically based hypotheses about the specific components of streamflow regimes that are critical to aquatic communities, which can subsequently be explored in detail in a region or river basin of interest; and (2) predict biological responses to anthropogenic modification of specific components of the streamflow regime.

Open-File Report

Patterns and magnitude of flow alteration in California, USA

Quantifying the natural flow regime is essential for management of water resources and conservation of aquatic ecosystems. Understanding the degree to which anthropogenic activities have altered flows is critical for developing effective conservation strategies. Assessing flow alteration requires estimates of flows expected in the absence of human influence and under current land use and water management. There are several techniques to predict flows in streams and rivers; however, none have been applied to make predictions of natural flow conditions over large regions and time periods. We utilised machine learning statistical models to predict natural monthly flows (natural streamflows without the influence of water management or anthropogenic land use) in California from 1950 to 2015, using time-dependent and fixed watershed variables from reference stream gages. These models were then used to make estimates of mean, maximum and minimum monthly flows in all streams in the state. We compared observed flows measured at 540 stream gages across the state with expected natural flows at the same locations, to quantify the type, frequency and magnitude of flow alteration over the past 20 years (1996–2015). A gage was considered altered if an observed flow metric (monthly mean, annual maximum, annual minimum) fell outside the 80% prediction interval of the modelled flow estimate. We found that 95% of the 540 stream gages in California had at least 1 month of altered flows over the past 20 years, and 11% of gages were frequently altered (over two-thirds of the months recorded had evidence of altered flows). The type of alteration varied across the state with flows being either depleted, inflated or a mix of both at different times of the year. Most altered gages (68%) exhibited both depletion and inflation in monthly flows over the time period. Inflation of monthly mean flows was most prevalent during the summer months, while depletion of monthly flows was evident throughout the year. Type, frequency and magnitude of flow alteration varied by region. Flow depletion was present at >80% of gages in the North Coast and Central Coast, flow inflation was measured at >80% of gages in the South Coast and San Francisco Bay and both depletion and inflation were evident at >80% of gages in the Sacramento River and San Joaquin and Tulare regions. Annual maximum flows were consistently depleted and annual minimum flows were commonly inflated in the Sierra Nevada and Central Valley (Sacramento River and San Joaquin and Tulare regions). This is the first study to comprehensively assess flow alteration at stream gages across California. Understanding the patterns and degree of alteration can aid in prioritising streams for environmental flow assessment and developing conservation strategies for native freshwater biota.

California

Predictability and selection of hydrologic metrics in riverine ecohydrology

The natural flow regime is critical to the health of riverine ecosystems. Many hydrologic metrics (HMs) have been developed to describe natural flow regimes, quantify flow alteration, and provide the hydrologic foundation for the development of environmental flow standards. Many applications require the use of models to predict expected natural values of HMs from basin characteristics at sites with no observed records of unimpaired flows. However, the error associated with HM estimation has not been evaluated. The primary goal of our study was to provide guidance for river scientists and managers in the selection, use, and interpretation of HMs for stream classification and hydroecological investigations of river ecosystems. We evaluated the predictability of a broad suite of HMs for the conterminous USA based on random forest statistical models. We also examined how the predictability of metrics varied among unique components of the flow regime. Roughly 40% of 612 HMs we examined could be predicted reliably from basin characteristics. The predictable metrics were disproportionately represented in 5 flow components: asymmetry, seasonality, magnitude, variability, and average monthly flows. Most metrics that represent extreme hydrological events (i.e., high and low flows) could not be reliably predicted. Roughly ⅔ of the evaluated HMs were incalculable or highly biased at intermittent/ephemeral streams because of the need for logarithmic transformations or scaling by other HMs, such as mean flows or percentile flow thresholds. Scaling metrics by drainage area tended to improve predictability. We recommend that the predictability of HMs be given greater consideration in studies and applications in which they are used to characterize and assess alteration of streamflow regimes.

Freshwater Science

Biological relevance of streamflow metrics: Regional and national perspectives

Protecting the health of streams and rivers requires identifying ecologically significant attributes of the natural flow regime. Streamflow regimes are routinely quantified using a plethora of hydrologic metrics (HMs), most of which have unknown relevance to biological communities. At regional and national scales, we evaluated which of 509 commonly used HMs were associated with biological indicators of fish and invertebrate community integrity. We quantified alteration of each HM by using statistical models to predict site-specific natural baseline values for each of 728 sites across the USA where streamflow monitoring data were available concurrent with assessments of invertebrate or fish community integrity. We then ranked HMs according to their individual association with biological integrity based on random forest models that included HMs and other relevant covariates, such as land cover and stream chemistry. HMs were generally the most important predictors of biological integrity relative to the covariates. At a national scale, the most influential HMs were measures of depleted high flows, homogenization of flows, and erratic flows. Unique combinations of biologically relevant HMs were apparent among regions. We discuss the implications of our findings to the challenge of selecting HMs for streamflow research and management.

Freshwater Science

Estimating natural monthly streamflows in California and the likelihood of anthropogenic modification

Because natural patterns of streamflow are a fundamental property of the health of streams, there is a critical need to quantify the degree to which human activities have modified natural streamflows. A requirement for assessing streamflow modification in a given stream is a reliable estimate of flows expected in the absence of human influences. Although there are many techniques to predict streamflows in specific river basins, there is a lack of approaches for making predictions of natural conditions across large regions and over many decades. In this study conducted by the U.S. Geological Survey, in cooperation with The Nature Conservancy and Trout Unlimited, the primary objective was to develop empirical models that predict natural (that is, unaffected by land use or water management) monthly streamflows from 1950 to 2012 for all stream segments in California. Models were developed using measured streamflow data from the existing network of streams where daily flow monitoring occurs, but where the drainage basins have minimal human influences. Widely available data on monthly weather conditions and the physical attributes of river basins were used as predictor variables. Performance of regional-scale models was comparable to that of published mechanistic models for specific river basins, indicating the models can be reliably used to estimate natural monthly flows in most California streams. A second objective was to develop a model that predicts the likelihood that streams experience modified hydrology. New models were developed to predict modified streamflows at 558 streamflow monitoring sites in California where human activities affect the hydrology, using basin-scale geospatial indicators of land use and water management. Performance of these models was less reliable than that for the natural-flow models, but results indicate the models could be used to provide a simple screening tool for identifying, across the State of California, which streams may be experiencing anthropogenic flow modification.

California

Sustainable water management under future uncertainty with eco-engineering decision scaling

Managing freshwater resources sustainably under future climatic and hydrological uncertainty poses novel challenges. Rehabilitation of ageing infrastructure and construction of new dams are widely viewed as solutions to diminish climate risk, but attaining the broad goal of freshwater sustainability will require expansion of the prevailing water resources management paradigm beyond narrow economic criteria to include socially valued ecosystem functions and services. We introduce a new decision framework, eco-engineering decision scaling (EEDS), that explicitly and quantitatively explores trade-offs in stakeholder-defined engineering and ecological performance metrics across a range of possible management actions under unknown future hydrological and climate states. We illustrate its potential application through a hypothetical case study of the Iowa River, USA. EEDS holds promise as a powerful framework for operationalizing freshwater sustainability under future hydrological uncertainty by fostering collaboration across historically conflicting perspectives of water resource engineering and river conservation ecology to design and operate water infrastructure for social and environmental benefits.

Nature Climate Change