USGS Science⌕ Search

Geology topics

N.M. Beeler

Publications and source records attributed to N.M. Beeler.

At least 19 recordsLinked to original sources

Effective stress, friction and deep crustal faulting

Studies of crustal faulting and rock friction invariably assume the effective normal stress that determines fault shear resistance during frictional sliding is the applied normal stress minus the pore pressure. Here we propose an expression for the effective stress coefficient α f at temperatures and stresses near the brittle-ductile transition (BDT) that depends on the percentage of solid-solid contact area across the fault. α f varies with depth and is only near 1 when the yield strength of asperity contacts greatly exceeds the applied normal stress. For a vertical strike-slip quartz fault zone at hydrostatic pore pressure and assuming 1 mm and 1 km shear zone widths for friction and ductile shear, respectively, the BDT is at ~13 km. α f near 1 is restricted to depths where the shear zone is narrow. Below the BDT α f = 0 is due to a dramatically decreased strain rate. Under these circumstances friction cannot be reactivated below the BDT by increasing the pore pressure alone and requires localization. If pore pressure increases and the fault localizes back to 1 mm, then brittle behavior can occur to a depth of around 35 km. The interdependencies among effective stress, contact-scale strain rate, and pore pressure allow estimates of the conditions necessary for deep low-frequency seismicity seen on the San Andreas near Parkfield and in some subduction zones. Among the implications are that shear in the region separating shallow earthquakes and deep low-frequency seismicity is distributed and that the deeper zone involves both elevated pore fluid pressure and localization.

Journal of Geophysical Research B: Solid Earth↗

Constructing constitutive relationships for seismic and aseismic fault slip

For the purpose of modeling natural fault slip, a useful result from an experimental fault mechanics study would be a physically-based constitutive relation that well characterizes all the relevant observations. This report describes an approach for constructing such equations. Where possible the construction intends to identify or, at least, attribute physical processes and contact scale physics to the observations such that the resulting relations can be extrapolated in conditions and scale between the laboratory and the Earth. The approach is developed as an alternative but is based on Ruina (1983) and is illustrated initially by constructing a couple of relations from that study. In addition, two example constitutive relationships are constructed; these describe laboratory observations not well-modeled by Ruina's equations: the unexpected shear-induced weakening of silica-rich rocks at high slip speed (Goldsby and Tullis, 2002) and fault strength in the brittle ductile transition zone (Shimamoto, 1986). The examples, provided as illustration, may also be useful for quantitative modeling.

Pure and Applied Geophysics↗

Constitutive relationships and physical basis of fault strength due to flash heating

We develop a model of fault strength loss resulting from phase change at asperity contacts due to flash heating that considers a distribution of contact sizes and nonsteady state evolution of fault strength with displacement. Laboratory faulting experiments conducted at high sliding velocities, which show dramatic strength reduction below the threshold for bulk melting, are well fit by the model. The predicted slip speed for the onset of weakening is in the range of 0.05 to 2 m/s, qualitatively consistent with the limited published observations. For this model, earthquake stress drops and effective shear fracture energy should be linearly pressure-dependent, whereas the onset speed may be pressure-independent or weakly pressure-dependent. On the basis of the theory, flash weakening is expected to produce large dynamic stress drops, small effective shear fracture energy, and undershoot. Estimates of the threshold slip speed, stress drop, and fracture energy are uncertain due to poor knowledge of the average ontact dimension, shear zone thickness and gouge particle size at seismogenic depths. Copyright 2008 by the American Geophysical Union.

Journal of Geophysical Research B: Solid Earth↗

The instantaneous rate dependence in low temperature laboratory rock friction and rock deformation experiments

[1] Earthquake occurrence probabilities that account for stress transfer and time-dependent failure depend on the product of the effective normal stress and a lab-derived dimensionless coefficient a . This coefficient describes the instantaneous dependence of fault strength on deformation rate, and determines the duration of precursory slip. Although an instantaneous rate dependence is observed for fracture, friction, crack growth, and low temperature plasticity in laboratory experiments, the physical origin of this effect during earthquake faulting is obscure. We examine this rate dependence in laboratory experiments on different rock types using a normalization scheme modified from one proposed by Tullis and Weeks [1987]. We compare the instantaneous rate dependence in rock friction with rate dependence measurements from higher temperature dislocation glide experiments. The same normalization scheme is used to compare rate dependence in friction to rock fracture and to low-temperature crack growth tests. For particular weak phyllosilicate minerals, the instantaneous friction rate dependence is consistent with dislocation glide. In intact rock failure tests, for each rock type considered, the instantaneous rate dependence is the same size as for friction, suggesting a common physical origin. During subcritical crack growth in strong quartzofeldspathic and carbonate rock where glide is not possible, the instantaneous rate dependence measured during failure or creep tests at high stress has long been thought to be due to crack growth; however, direct comparison between crack growth and friction tests shows poor agreement. The crack growth rate dependence appears to be higher than the rate dependence of friction and fracture by a factor of two to three for all rock types considered.

Journal of Geophysical Research B: Solid Earth↗

Attempting to bridge the gap between laboratory and seismic estimates of fracture energy

To investigate the behavior of the fracture energy associated with expanding the rupture zone of an earthquake, we have used the results of a large-scale, biaxial stick-slip friction experiment to set the parameters of an equivalent dynamic rupture model. This model is determined by matching the fault slip, the static stress drop and the apparent stress. After confirming that the fracture energy associated with this model earthquake is in reasonable agreement with corresponding laboratory values, we can use it to determine fracture energies for earthquakes as functions of stress drop, rupture velocity and fault slip. If we take account of the state of stress at seismogenic depths, the model extrapolation to larger fault slips yields fracture energies that agree with independent estimates by others based on dynamic rupture models for large earthquakes. For fixed stress drop and rupture speed, the fracture energy scales linearly with fault slip.

Geophysical Research Letters↗

Stress-induced, time-dependent fracture closure at hydrothermal conditions

Time-dependent closure of fractures in quartz was measured in situ at 22–530°C temperature and 0.1-150 MPa water pressure. Unlike previous crack healing and rock permeability studies, in this study, fracture aperture is monitored directly and continuously using a windowed pressure vessel, a long-working-distance microscope, and reflected-light interferometry. Thus the fracture volume and geometry can be measured as a function of time, temperature, and water pressure. Relatively uniform closure occurs rapidly at temperatures and pressures where quartz becomes significantly soluble in water. During closure the aperture is reduced by as much as 80% in a few hours. We infer that this closure results from the dissolution of small particles or asperities that prop the fracture open. The driving force for closure via dissolution of the prop is the sum of three chemical potential terms: (1) the dissolution potential, proportional to the logarithm of the degree of undersaturation of the solution; (2) the coarsening potential, proportional to the radius of curvature of the prop; and (3) the pressure solution potential, proportional to the effective normal stress at the contact between propping particles and the fracture wall. Our observations suggest that closure is controlled by a pressure solution-like process. The aperture of dilatant fractures and microcracks in the Earth that are similar to those in our experiments, such as ones generated from thermal stressing or brittle failure during earthquake rupture and slip, will decrease rapidly with time, especially if the macroscopic stress is nonhydrostatic.

Journal of Geophysical Research B: Solid Earth↗

On the expected relationships among apparent stress, static stress drop, effective shear fracture energy, and efficiency

We consider expected relationships between apparent stress τ a and static stress drop Δτ s using a standard energy balance and find τ a = Δτ s (0.5 - ξ), where ξ is stress overshoot. A simple implementation of this balance is to assume overshoot is constant; then apparent stress should vary linearly with stress drop, consistent with spectral theories (Brune, 1970) and dynamic crack models (Madariaga, 1976). Normalizing this expression by the static stress drop defines an efficiency η sw = τ s a/Δτ s as follows from Savage and Wood (1971). We use this measure of efficiency to analyze data from one of a number of observational studies that find apparent stress to increase with seismic moment, namely earthquakes recorded in the Cajon Pass borehole by Abercrombie (1995). Increases in apparent stress with event size could reflect an increase in seismic efficiency; however, η sw for the Cajon earthquakes shows no such increase and is approximately constant over the entire moment range. Thus, apparent stress and stress drop co-vary, as expected from the energy balance at constant overshoot. The median value of η sw for the Cajon earthquakes is four times lower than η sw for laboratory events. Thus, these Cajon-recorded earthquakes have relatively low and approximately constant efficiency. As the energy balance requires η sw = 0.5 - ξ, overshoot can be estimated directly from the Savage-Wood efficiency; overshoot is positive for Cajon Pass earthquakes. Variations in apparent stress with seismic moment for these earthquakes result primarily from systematic variations in static stress drop with seismic moment and do not require a relative decrease in sliding resistance with increasing event size (dynamic weakening). Based on the comparison of field and lab determinations of the Savage-Wood efficiency, we suggest the criterion η sw > 0.3 as a test for dynamic weakening in excess of that seen in the lab.

Bulletin of the Seismological Society of America↗

Why earthquakes correlate weakly with the solid Earth tides: Effects of periodic stress on the rate and probability of earthquake occurrence

We provide an explanation why earthquake occurrence does not correlate well with the daily solid Earth tides. The explanation is derived from analysis of laboratory experiments in which faults are loaded to quasiperiodic failure by the combined action of a constant stressing rate, intended to simulate tectonic loading, and a small sinusoidal stress, analogous to the Earth tides. Event populations whose failure times correlate with the oscillating stress show two modes of response; the response mode depends on the stressing frequency. Correlation that is consistent with stress threshold failure models, e.g., Coulomb failure, results when the period of stress oscillation exceeds a characteristic time tn; the degree of correlation between failure time and the phase of the driving stress depends on the amplitude and frequency of the stress oscillation and on the stressing rate. When the period of the oscillating stress is less than tn, the correlation is not consistent with threshold failure models, and much higher stress amplitudes are required to induce detectable correlation with the oscillating stress. The physical interpretation of tn is the duration of failure nucleation. Behavior at the higher frequencies is consistent with a second-order dependence of the fault strength on sliding rate which determines the duration of nucleation and damps the response to stress change at frequencies greater than 1/tn. Simple extrapolation of these results to the Earth suggests a very weak correlation of earthquakes with the daily Earth tides, one that would require >13,000 earthquakes to detect. On the basis of our experiments and analysis, the absence of definitive daily triggering of earthquakes by the Earth tides requires that for earthquakes, tn exceeds the daily tidal period. The experiments suggest that the minimum typical duration of earthquake nucleation on the San Andreas fault system is ???1 year.

Journal of Geophysical Research B: Solid Earth↗

Earthquake stress drop and laboratory-inferred interseismic strength recovery

We determine the scaling relationships between earthquake stress drop and recurrence interval t r that are implied by laboratory-measured fault strength. We assume that repeating earthquakes can be simulated by stick-slip sliding using a spring and slider block model. Simulations with static/kinetic strength, time-dependent strength, and rate- and state-variable-dependent strength indicate that the relationship between loading velocity and recurrence interval can be adequately described by the power law V L ∝ t r n where n≈−1. Deviations from n=−1 arise from second order effects on strength, with n>−1 corresponding to apparent time-dependent strengthening and n<−1 corresponding to weakening. Simulations with rate and state-variable equations show that dynamic shear stress drop Δτ d scales with recurrence as d Δτ d / d ln t r ≤σ e ( b-a ), where σ e is the effective normal stress, μ=τ/σ e , and ( a-b )= d μ ss / d ln V is the steady-state slip rate dependence of strength. In addition, accounting for seismic energy radiation, we suggest that the static shear stress drop Δτ s scales as d Δτ s / d ln t r ≤σ e (1 +ζ)( b-a ), where ζ is the fractional overshoot. The variation of Δτ s with ln t r for earthquake stress drops is somewhat larger than implied by room temperature laboratory values of ζ and b-a . However, the uncertainty associated with the seismic data is large and the discrepancy between the seismic observations and the rate of strengthening predicted by room temperature experiments is less than an order of magnitude.

Journal of Geophysical Research B: Solid Earth↗

A note on contact stress and closure in models of rock joints and faults

We have re-examined asperity deformation predicted by joint closure models based on Greenwood and Williamson [1966] which use a statistical representation of loaded, rough surfaces. Although such models assume small elastic strains within contacting asperities (Hertzian contact) and well predict the observed dependence of closure on normal stress, large elastic normal strains measured in experiments violate the model assumptions. This inconsistency between observations and models can be resolved. The model dependence of closure on macroscopic normal stress results primarily from the statistics of the surface topography, and the functional dependence of closure on normal stress can be independent of assumed contact-scale elastic interactions. Thus, a joint model of the Greenwood and Williamson kind, modified to allow a portion of the elastic deformation to occur outside of the asperity contact region, predicts macroscopic behavior consistent with Hertzian models. Contact stresses derived from previously published models of this kind may be in error.

Geophysical Research Letters↗

Stress drop with constant, scale independent seismic efficiency and overshoot

To model dissipated and radiated energy during earthquake stress drop, I calculate dynamic fault slip using a single degree of freedom spring-slider block and a laboratory-based static/kinetic fault strength relation with a dynamic stress drop proportional to effective normal stress. The model is scaled to earthquake size assuming a circular rupture; stiffness varies inversely with rupture radius, and rupture duration is proportional to radius. Calculated seismic efficiency, the ratio of radiated to total energy expended during stress drop, is in good agreement with laboratory and field observations. Predicted overshoot, a measure of how much the static stress drop exceeds the dynamic stress drop, is higher than previously published laboratory and seismic observations and fully elasto-dynamic calculations. Seismic efficiency and overshoot are constant, independent of normal stress and scale. Calculated variation of apparent stress with seismic moment resembles the observational constraints of McGarr [1999].

Geophysical Research Letters↗

A simple stick-slip and creep-slip model for repeating earthquakes and its implication for microearthquakes at Parkfield

If repeating earthquakes are represented by circular ruptures, have constant stress drops, and experience no aseismic slip, then their recurrence times should vary with seismic moment as tr ?? Mo1/3. In contrast, the observed variation for small, characteristic repeating earthquakes along a creeping segment of the San Andreas fault at Parkfield (Nadeau and Johnson, 1998) is much weaker. Also, the Parkfield repeating earthquakes have much longer recurrence intervals than expected if the static stress drop is 10 MPa and if the loading velocity VL is assumed equal to the geodetically inferred slip rate of the fault Vf. To resolve these discrepancies, previous studies have assumed no aseismic slip during the interseismic period, implying either high stress drop or VL ??? Vf. In this study, we show that a model that includes aseismic slip provides a plausible alternative explanation for the Parkfield repeating earthquakes. Our model of a repeating earthquake is a fixed-area fault patch that is allowed to continuously creep and strain harden until reaching a failure threshold stress. The strain hardening is represented by a linear coefficient C, which when much greater than the elastic loading stiffness k leads to relatively small interseismic slip (stick-slip). When C and k are of similar size creep-slip occurs, in which relatively large aseismic slip accrues prior to failure. Because fault-patch stiffness varies with patch radius, if C is independent of radius, then the model predicts that the relative amount of seismic to total slip increases with increasing radius or Mo, consistent with variations in slip required to explain the Parkfield data. The model predicts a weak variation in tr with Mo similar to the Parkfield data.

Bulletin of the Seismological Society of America↗

Pore fluid pressure, apparent friction, and Coulomb failure

Many recent studies of stress-triggered seismicity rely on a fault failure model with a single free parameter, the apparent coefficient of friction, presumed to be a material constant with possible values 0 ≤ μ′ ≤ 1. These studies may present a misleading view of fault strength and the role of pore fluid pressure in earthquake failure. The parameter μ′ is intended to incorporate the effects of both friction and pore pressure, but is a material constant only if changes in pore fluid pressure induced by changes in stress are proportional to the normal stress change across the potential failure plane. Although specific models of fault zones permit such a relation, neither is it known that fault zones within the Earth behave this way, nor is this behavior expected in all cases. In contrast, for an isotropic homogeneous poroelastic model the pore pressure changes are proportional to changes in mean stress, μ′ is not a material constant, and −∞ ≤ μ′ ≤ +∞. Analysis of the change in Coulomb failure stress for tectonically loaded reverse and strike-slip faults shows considerable differences between these two pore pressure models, suggesting that such models might be distinguished from one another using observations of triggered seismicity (e.g., aftershocks). We conclude that using the constant apparent friction model exclusively in studies of Coulomb failure stress is unwise and could lead to significant errors in estimated stress change and seismic hazard.

Journal of Geophysical Research B: Solid Earth↗

Premonitory slip and tidal triggering of earthquakes

We have conducted a series of laboratory simulations of earthquakes using granite cylinders containing precut bare fault surfaces at 50 MPa confining pressure. Axial shortening rates between 10 −4 and 10 −6 mm/s were imposed to simulate tectonic loading. Average loading rate was then modulated by the addition of a small-amplitude sine wave to simulate periodic loading due to Earth tides or other sources. The period of the modulating signal ranged from 10 to 10,000 s. For each combination of amplitude and period of the modulating signal, multiple stick-slip events were recorded to determine the degree of correlation between the timing of simulated earthquakes and the imposed periodic loading function. Over the range of parameters studied, the degree of correlation of earthquakes was most sensitive to the amplitude of the periodic loading, with weaker dependence on the period of oscillations and the average loading rate. Accelerating premonitory slip was observed in these experiments and is a controlling factor in determining the conditions under which correlated events occur. In fact, some form of delayed failure is necessary to produce the observed correlations between simulated earthquake timing and characteristics of the periodic loading function. The transition from strongly correlated to weakly correlated model earthquake populations occurred when the amplitude of the periodic loading was approximately 0.05 to 0.1 MPa shear stress (0.03 to 0.06 MPa Coulomb failure function). Lower-amplitude oscillations produced progressively lower correlation levels. Correlations between static stress increases and earthquake aftershocks are found to degrade at similar stress levels. Typical stress variations due to Earth tides are only 0.001 to 0.004 MPa, so that the lack of correlation between Earth tides and earthquakes is also consistent with our findings. A simple extrapolation of our results suggests that approximately 1% of midcrustal earthquakes should be correlated with Earth tides. Triggered seismicity has been reported resulting from the passage of surface waves excited by the Landers earthquake. These transient waves had measured amplitudes in excess of 0.1 MPa at frequencies of 0.05 to 0.2 Hz in regions of notable seismicity increase. Similar stress oscillations in our laboratory experiments produced strongly correlated stick-slip events. We suggest that seemingly inconsistent natural observations of triggered seismicity and absence of tidal triggering indicate that failure is amplitude and frequency dependent. This is the expected result if, as in our laboratory experiments, the rheology of the Earth's crust permits delayed failure.

Journal of Geophysical Research B: Solid Earth↗

Earthquake triggering by transient and static deformations

Observational evidence for both static and transient near-field and far-field triggered seismicity are explained in terms of a frictional instability model, based on a single degree of freedom spring-slider system and rate- and state-dependent frictional constitutive equations. In this study a triggered earthquake is one whose failure time has been advanced by Δ t (clock advance) due to a stress perturbation. Triggering stress perturbations considered include square-wave transients and step functions, analogous to seismic waves and coseismic static stress changes, respectively. Perturbations are superimposed on a constant background stressing rate which represents the tectonic stressing rate. The normal stress is assumed to be constant. Approximate, closed-form solutions of the rate-and-state equations are derived for these triggering and background loads, building on the work of Dieterich [1992, 1994]. These solutions can be used to simulate the effects of static and transient stresses as a function of amplitude, onset time t 0 , and in the case of square waves, duration. The accuracies of the approximate closed-form solutions are also evaluated with respect to the full numerical solution and t 0 . The approximate solutions underpredict the full solutions, although the difference decreases as t 0 approaches the end of the earthquake cycle. The relationship between Δ t and t 0 differs for transient and static loads: a static stress step imposed late in the cycle causes less clock advance than an equal step imposed earlier, whereas a later applied transient causes greater clock advance than an equal one imposed earlier. For equal Δ t , transient amplitudes must be greater than static loads by factors of several tens to hundreds depending on t 0 . We show that the rate-and-state model requires that the total slip at failure is a constant, regardless of the loading history. Thus a static load applied early in the cycle, or a transient applied at any time, reduces the stress at the initiation of failure, whereas static loads that are applied sufficiently late raise it. Rate-and-state friction predictions differ markedly from those based on Coulomb failure stress changes (ΔCFS) in which Δ t equals the amplitude of the static stress change divided by the background stressing rate. The ΔCFS model assumes a stress failure threshold, while the rate-and-state equations require a slip failure threshold. The complete rate-and-state equations predict larger Δ t than the ΔCFS model does for static stress steps at small t 0 , and smaller Δ t than the ΔCFS model for stress steps at large t 0 . The ΔCFS model predicts nonzero Δ t only for transient loads that raise the stress to failure stress levels during the transient. In contrast, the rate-and-state model predicts nonzero Δ t for smaller loads, and triggered failure may occur well after the transient is finished. We consider heuristically the effects of triggering on a population of faults, as these effects might be evident in seismicity data. Triggering is manifest as an initial increase in seismicity rate that may be followed by a quiescence or by a return to the background rate. Available seismicity data are insufficient to discriminate whether triggered earthquakes are “new” or clock advanced. However, if triggering indeed results from advancing the failure time of inevitable earthquakes, then our modeling suggests that a quiescence always follows transient triggering and that the duration of increased seismicity also cannot exceed the duration of a triggering transient load. Quiescence follows static triggering only if the population of available faults is finite.

Journal of Geophysical Research B: Solid Earth↗

The roles of time and displacement in velocity-dependent volumetric strain of fault zones

The relationship between measured friction μ A and volumetric strain during frictional sliding was determined using a rate and state variable dependent friction constitutive equation, a common work balance relating friction and volume change, and two types of experimental faults: initially bare surfaces of Westerly granite and rock surfaces separated by a 1 mm layer of less than 90 μm Westerly granite gouge. The constitutive equation is the sum of a constant term representing the nominal resistance to sliding and two smaller terms: a rate dependent term representing the shear viscosity of the fault surface (direct effect), and a term which represents variations in the area of contact (evolution effect). The work balance relationship requires that μ A differs from the frictional resistance that leads to shear heating by the derivative of fault normal displacement with respect shear displacement, d δ n / d δ s . An implication of this relationship is that the rate dependence of d δ n / d δ s contributes to the rate dependence of μ A . Experiments show changes in sliding velocity lead to changes in both fault strength and volume. Analysis of data with the rate and state equations combined with the work balance relationship preclude the conventional interpretation of the direct effect in the rate and state variable constitutive equations. Consideration of a model bare surface fault consisting of an undeformable indentor sliding on a deformable surface reveals a serious flaw in the work balance relationship if volume change is time-dependent. For the model, at zero slip rate indentation creep under the normal load leads to time-dependent strengthening of the fault surface but, according to the work balance relationship, no work is done because compaction or dilatancy can only be induced by shearing. Additional tests on initially bare surfaces and gouges show that fault normal strain in experiments is time-dependent, consistent with the model. This time-dependent fault normal strain, which is not accounted for in the work balance relationship, explains the inconsistency between the constitutive equations and the work balance. For initially bare surface faults, all rate dependence of volume change is due to time dependence. Similar results are found for gouge. We conclude that μ A reflects the frictional resistance that results in shear heating, and no correction needs to be made for the volume changes. The result that time-dependent volume changes do not contribute to μ A is a general result and extends beyond these experiments, the simple indentor model and particular constitutive equations used to illustrate the principle.

Journal of Geophysical Research B: Solid Earth↗

Transient triggering of near and distant earthquakes

We demonstrate qualitatively that frictional instability theory provides a context for understanding how earthquakes may be triggered by transient loads associated with seismic waves from near and distance earthquakes. We assume that earthquake triggering is a stick-slip process and test two hypotheses about the effect of transients on the timing of instabilities using a simple spring-slider model and a rate- and state-dependent friction constitutive law. A critical triggering threshold is implicit in such a model formulation.

Bulletin of the Seismological Society of America↗

Self-healing slip pulses in dynamic rupture models due to velocity-dependent strength

Seismological observations of short slip duration on faults (short rise time on seismograms) during earthquakes are not consistent with conventional crack models of dynamic rupture and fault slip. In these models, the leading edge of rupture stops only when a strong region is encountered, and slip at an interior point ceases only when waves from the stopped edge of slip propagate back to that point. In contrast, some seismological evidence suggests that the duration of slip is too short for waves to propagate from the nearest edge of the ruptured surface, perhaps even if the distance used is an asperity size instead of the entire rupture dimension. What controls slip duration, if not dimensions of the fault or of asperities?

Bulletin of the Seismological Society of America↗